-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MhMm2UboU0Zo6CP5hse4FerKTpYnvVSFINKpOaI2ej6xi2cEkqMexbPCu6U4O/37 OFszaAiGoj6BwDopFtHYNg== 0000950134-08-003804.txt : 20080229 0000950134-08-003804.hdr.sgml : 20080229 20080229113811 ACCESSION NUMBER: 0000950134-08-003804 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080229 DATE AS OF CHANGE: 20080229 GROUP MEMBERS: DOUGLAS FAMILY TRUST GROUP MEMBERS: JAMES DOUGLAS AND JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST GROUP MEMBERS: JAMES E DOUGLAS III GROUP MEMBERS: MICHELLE DOUGLAS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RURAL CELLULAR CORP CENTRAL INDEX KEY: 0000869561 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 411693295 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49425 FILM NUMBER: 08653564 BUSINESS ADDRESS: STREET 1: 3905 DAKOTA ST SW STREET 2: P O BOX 2000 CITY: ALEXANDRIA STATE: MN ZIP: 56308 BUSINESS PHONE: 3207622000 MAIL ADDRESS: STREET 1: P O BOX 2000 CITY: ALEXANDRIA STATE: MN ZIP: 56308 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS KEVIN CENTRAL INDEX KEY: 0001132859 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE CITY: SAN RAFAEL STATE: CA ZIP: 94903 SC 13G/A 1 f38596sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
Rural Cellular Corporation
 
(Name of Issuer)
Class A Common Stock, $0.01 par value
 
(Title of Class of Securities)
781904107
 
(CUSIP Number of Class of Securities)
Jim Black
Orrick, Herrington & Sutcliffe LLP
405 Howard Street
San Francisco, CA 94105
(415) 773-5840
 
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
February 26, 2008
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
 
þ Rule 13d-1(c)
 
o Rule 13d-1(d)
(Continued on following pages)
(Page 1 of 11 Pages)
 
*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
     The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 


 

SCHEDULE 13G/A
(Amendment No. 6)
                     
CUSIP No.
 
781904107 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
Kevin Douglas
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   53,278 (1)
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   356,486 (2)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   53,278 (1)
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    522,739 (3)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  576,017
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  3.73%(4)
     
12   TYPE OF REPORTING PERSON
   
  IN
 
(1)   Kevin Douglas is the administrator of the Estate of Cynthia Douglas, which holds 53,278 shares.
 
(2)   Kevin Douglas and his wife, Michelle Douglas, hold 203,258 shares jointly as the beneficiaries and co-trustees of the Kevin & Michelle Douglas Trust. Kevin Douglas and Michelle Douglas are co-trustees of the James Douglas and Jean Douglas Irrevocable Descendants’ Trust, which holds 153,228 shares.
 
(3)   Kevin Douglas has shared dispositive power with respect to 60,884 shares held by James E. Douglas, III and 105,369 shares held by the Douglas Family Trust.
 
(4)   Based on 15,247,686 shares of the Issuer’s Common Stock outstanding as of November 5, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

Page 2 of 11


 

SCHEDULE 13G/A
(Amendment No. 6)
                     
CUSIP No.
 
781904107 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
Michelle Douglas
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   356,486 (1)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    356,486 (1)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  356,486
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  2.31%(2)
     
12   TYPE OF REPORTING PERSON
   
  IN
 
(1)   Michelle Douglas and her husband, Kevin Douglas, hold 203,258 shares jointly as the beneficiaries and co-trustees of the Kevin & Michelle Douglas Trust. Kevin Douglas and Michelle Douglas are co-trustees of the James Douglas and Jean Douglas Irrevocable Descendants’ Trust, which holds 153,228 shares.
 
(2)   Based on 15,247,686 shares of the Issuer’s Common Stock outstanding as of November 5, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

Page 3 of 11


 

SCHEDULE 13G/A
(Amendment No. 6)
                     
CUSIP No.
 
781904107 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
James E. Douglas, III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   60,884
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    60,884 (1)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  60,884
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.39%(2)
     
12   TYPE OF REPORTING PERSON
   
  IN
 
(1)   Kevin Douglas has dispositive power with respect to 60,884 shares held by James E. Douglas, III.
 
(2)   Based on 15,247,686 shares of the Issuer’s Common Stock outstanding as of November 5, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

Page 4 of 11


 

SCHEDULE 13G/A
(Amendment No. 6)
                     
CUSIP No.
 
781904107 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
Douglas Family Trust (1)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   105,369
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    105,369 (2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  105,369
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.68%(3)
     
12   TYPE OF REPORTING PERSON
   
  OO
 
(1)   James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are co trustees.
 
(2)   Kevin Douglas has dispositive power with respect to 105,369 shares held by the Douglas Family Trust.
 
(3)   Based on 15,247,686 shares of the Issuer’s Common Stock outstanding as of November 5, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

Page 5 of 11


 

SCHEDULE 13G/A
(Amendment No. 6)
                     
CUSIP No.
 
781904107 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
James Douglas and Jean Douglas Irrevocable Descendants’ Trust (1)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   153,228
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   153,228
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  153,228
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.99%(2)
     
12   TYPE OF REPORTING PERSON
   
  OO
 
(1)   Kevin Douglas and Michelle Douglas, husband and wife, are co-trustees.
 
(2)   Based on 15,247,686 shares of the Issuer’s Common Stock outstanding as of November 5, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

Page 6 of 11


 

Item 1.
  (a)   Name of Issuer:
 
      Rural Cellular Corporation
 
  (b)   Address of Issuer’s Principal Executive Offices:
 
      PO Box 2000
 
      3905 Dakota Street SW
 
      Alexandria, Minnesota 56308
Item 2.
  (1)(a)   NAME OF PERSONS FILING:
 
      Kevin Douglas
 
      Michelle Douglas
 
      James E. Douglas, III
 
  (b)   ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
 
      125 E. Sir Francis Drake Blvd., Ste 400
 
      Larkspur, California 94939
 
  (c)   CITIZENSHIP:
 
      United States
 
  (d)   TITLE OF CLASS OF SECURITIES:
 
      Class A Common Stock
 
  (e)   CUSIP NUMBER:
 
      781904107
 
  (2)(a)   NAME OF PERSONS FILING:
 
      Douglas Family Trust
 
      James Douglas and Jean Douglas Irrevocable Descendants’ Trust
 
  (b)   ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
 
      125 E. Sir Francis Drake Blvd., Ste 400
 
      Larkspur, California 94939
 
  (c)   CITIZENSHIP:
 
      California
 
  (d)   TITLE OF CLASS OF SECURITIES:
 
      Class A Common Stock
 
  (e)   CUSIP NUMBER:
 
      781904107

Page 7 of 11


 

Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
  (a) o   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
  (b) o   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
  (c) o   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
  (d) o   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)
 
 
  (e) o   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f) o   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
 
  (g) o   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
 
  (h) o   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
 
  (i) o   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
 
  (j) o   Group, in accordance with §240.13d-1(b)(1)(ii)(J)
Not Applicable.

Page 8 of 11


 

Item 4. Ownership
     Reference is made to Rows 5-9 and 11 of each of the cover pages of this Schedule 13G/A and associated footnotes, which Rows and footnotes are incorporated by reference herein.
     As of the date of the event which required the filing of this Schedule 13G/A, the Reporting Persons held directly the following number of shares of the Issuer’s Common Stock:
         
    COMMON STOCK
HOLDER   DIRECTLY HELD
Kevin and Michelle Douglas (1)
    203,258  
 
James E. Douglas, III (2)
    60,884  
 
Estate of Cynthia Douglas
    53,278  
 
Douglas Family Trust (3)
    105,369  
 
James Douglas and Jean Douglas Irrevocable Descendants’ Trust (4)
    153,228  
 
       
 
Total
    576,017  
 
(1)   Kevin Douglas has (i) shared voting and shared dispositive power with respect to all 203,258 shares he holds jointly with his wife, Michelle Douglas, as the beneficiaries and co-trustees of the Kevin & Michelle Douglas Trust; (ii) shared dispositive power with respect to all 60,884 shares held directly by James E. Douglas, III and all 105,369 shares held directly by the Douglas Family Trust pursuant to written authorizations; (iii) shared voting and shared dispositive power, in his capacity as co-trustee, with respect to all 153,228 shares held directly by the James Douglas and Jean Douglas Irrevocable Descendants’ Trust; and (v) sole voting and dispositive power over 53,278 shares held in the Estate of Cynthia Douglas, over which he is the administrator.
 
(2)   James E. Douglas, III has sole voting power with respect to all 60,884 shares he holds directly and has shared dispositive power along with Kevin Douglas with respect to all of such shares.
 
(3)   The Douglas Family Trust has sole voting power with respect to all 105,369 shares it holds directly and has shared dispositive power with Kevin Douglas with respect to all of such shares.
 
(4)   The James Douglas and Jean Douglas Irrevocable Descendants’ Trust has sole voting and sole dispositive power with respect to all 153,228 shares it holds directly.
          Each of the Reporting Persons hereunder may be deemed a member of a “group” within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or Rule 13d-5 promulgated under the Exchange Act with one or more of the other Reporting Persons hereunder. Although the Reporting Persons are reporting such securities as if they were members of a “group,” the filing of this Schedule 13G/A shall not be construed as an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.

Page 9 of 11


 

Item 5. Ownership of Five Percent or Less of a Class
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: þ
Item 6. Ownership of More Than Five Percent on Behalf of Another Person
     Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding
            Company
     Not applicable.
Item 8. Identification and Classification of Members of the Group
     See Item 4 of this Schedule 13G/A and the Joint Filing Agreement attached hereto as Exhibit A.
Item 9. Notice of Dissolution of Group
     Not applicable.
Item 10. Certification
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 10 of 11


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
             
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Kevin Douglas    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Michelle Douglas    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      James E. Douglas, III    
 
           
 
      DOUGLAS FAMILY TRUST    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Name: James E. Douglas, Jr.    
 
      Title: Trustee    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Name: Jean A. Douglas    
 
      Title: Trustee    
 
           
 
      JAMES DOUGLAS AND JEAN DOUGLAS IRREVOCABLE DESCENDANTS’ TRUST    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Name: Kevin Douglas    
 
      Title: Trustee    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Name: Michelle Douglas    
 
      Title: Trustee    

Page 11 of 11


 

EXHIBIT A
JOINT FILING AGREEMENT
     This Joint Filing Agreement (this “Agreement”) hereby confirms the agreement by and among all of the undersigned that the Schedule 13G/A to which this Agreement is attached as Exhibit A with respect to the beneficial ownership of the undersigned of shares of Rural Cellular Corporation’s Class A Common Stock is being filed on behalf of each of the undersigned. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
             
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Kevin Douglas    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Michelle Douglas    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      James E. Douglas, III    
 
           
 
      DOUGLAS FAMILY TRUST    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Name: James E. Douglas, Jr.    
 
      Title: Trustee    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Name: Jean A. Douglas    
 
      Title: Trustee    
 
           
 
      JAMES DOUGLAS AND JEAN DOUGLAS IRREVOCABLE DESCENDANTS’ TRUST    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Name: Kevin Douglas    
 
      Title: Trustee    
 
           
Date: February 28, 2008
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
           
 
      Name: Michelle Douglas    
 
      Title: Trustee    

A-1

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